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Compliance Policy Manager

Compliance Policy Manager

CompanyBlock
LocationWashington, DC, USA
Salary$108200 – $202800
TypeFull-Time
Degrees
Experience LevelSenior

Requirements

  • 5+ years of compliance experience in financial services, within highly matrixed and/or global organizations
  • Experience in supporting a compliance policy governance program for global financial services or technology companies
  • Experience with policy governance frameworks and controls, inclusive of user experience design with policy libraries or repositories, policy lifecycle management software, and GRC tooling
  • Familiarity with three or more of the following policy domains: Consumer Protection, Lending, Anti-Bribery & Corruption, Financial Crimes including AML, Sanctions, etc.
  • Strong interpersonal skills and clear technical writing, communication, and proofreading skills
  • Experience supporting complex cross-functional and large scale projects, delivering to established timeframes
  • Creative thinking and problem solving abilities, possessing a strong attention to detail while being able to execute tactically
  • Ability to work independently and proactively with minimal instruction on day-to-day work

Responsibilities

  • Support the development of the end-to-end document lifecycle management through the design and implementation of a holistic policy management program
  • Maintain related systems, tools, processes, and routines to manage the creation, development, approval, and publication (or archival) of in-scope documents
  • Collaborate and partner with our various policy leads (AML, Sanctions, Anti-Bribery and Corruption, Fraud, Consumer Protection, and Lending) to build and maintain the team’s foundational policies and program standards for each of these essential regulatory risk areas
  • Partner with communications, training, and other key functions to enhance policy comprehension and adherence across the company
  • Assist with ongoing management of our existing document inventory and related controls to ensure adherence to SLAs, document hierarchy standards, periodic reviews, and all other governance framework requirements
  • Support and maintain internal processes and practices aligning with industry best practices inclusive of communication plans, intake/archival processes, writing guides/standards, quality reviews, tracking, management reporting, and standardized template
  • Assist with management, resolution, and reporting on escalations of blockers or areas of non-compliance through existing management reporting
  • Draft and elevate Block policies and documents utilizing technical writing skills

Preferred Qualifications

  • Relevant industry certifications (e.g. CAMS, CRCM, CFE)
  • Experience in FinTech a plus
  • Experience in data analytics and visualization platforms