Associate – Operations
| Company | Broadridge |
|---|---|
| Location | Denver, CO, USA |
| Salary | $50000 – $60000 |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Entry Level/New Grad, Junior |
Requirements
- Bachelor’s Degree in economics, finance, business administration, or a related discipline.
- One year of financial services experience, preferably in the brokerage or mutual fund industry.
- Series 6 or 7 license preferred.
Responsibilities
- Verify the accuracy of account setup files received from clients.
- Prepare and submit automated account setup files to fund families via NSCC interface.
- Prepare and fax account setup files to fund families that do not participate in NSCC.
- Prepare and submit email reports to fund families once accounts are established for broker dealer verification.
- Research and resolve inquiries from fund families regarding the proper setup of accounts.
- Verify broker dealer information via web or telephone.
- Research and resolve commission inquiries.
- Assist on projects and conversions.
Preferred Qualifications
-
No preferred qualifications provided.