Business Risk and Controls Advisor – Mid-level
| Company | USAA |
|---|---|
| Location | Tampa, FL, USA, Colorado Springs, CO, USA, Plano, TX, USA, Chesapeake, VA, USA, Charlotte, NC, USA, San Antonio, TX, USA, Phoenix, AZ, USA |
| Salary | $77120 – $147390 |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Mid Level, Senior |
Requirements
- Bachelor’s degree; OR 4 years of related experience (in addition to the minimum years of experience required) may be substituted in lieu of degree.
- Minimum 4 years’ experience supporting risk-related, compliance-related, or business control design activities; OR 4 years of experience in a relevant quantitative field; OR Advanced degree or designation in a risk management or quantitative field, and 2 years of experience supporting risk-related, and/or compliance-related, or business control design activities; OR PhD in a risk management or quantitative field.
- Knowledge of federal laws, rules, regulations, and applicable guidance to area supported for example: OCC Heightened Standards, BSA/AML, REG E, UDAAP/UDAP, TILA/REG Z, SCRA, FCRA, MLA.
Responsibilities
- Advise the business on how to strengthen and run their control environment pertaining to oversight of procedures/process, accurate regulatory reporting and filing, document governance, Risk control self-assessments, procedure governance, control design, new product controls, Company and Staff Agency Third Party Governance, or quality governance.
- Perform ongoing supervision and oversight of business controls which may include the coordination of testing, root cause analysis, control design, and examining key risk metrics to evaluate the effectiveness of established business controls.
- Perform risk data analysis, report preparation and trend analysis, using business intelligence tools.
- Partner with business owners to assist them in the identification of control failures and assesses the impact.
- Maintain processes, procedures, and tools for handling exception alerts as they occur, including monitoring of resulting exception cases.
- Provide control oversight to ensure compliance with laws and regulations.
- Serve as a resource to team members.
- Ensure risks associated with business activities are identified, measured, and controlled in accordance with risk and compliance policies and procedures.
Preferred Qualifications
- Experience with control design and testing business application controls and data movement controls.
- Experience with deposits and/or payments.
- Strong critical thinking, organizational and communication skills with ability to work cross collaboratively and functionally.
- Experience with Compliance and Operational Risk activities.
- Professional designations in Compliance or Operational Risk Management (ex. CRCM, CERP).