Audit Manager I

Audit Manager I

Requirements

• 6-10 years of relevant experience
• Related certifications (CPA, ACA, CFA, CIA, CISA or similar) preferred
• Effective comprehension of business side of audit function and subject matter expertise regarding technology application
• Effective verbal, written and negotiation skills
• Effective project management skills
• Effective influencing and relationship management skills
• Demonstrated ability to remain unbiased in a diverse working environment
• Bachelor’s/University degree, Master’s degree preferred
• MSc or equivalent in Finance, Mathematics, Economics, Engineering or other relevant quantitative science, PhD is a plus
• Specific subject matter expertise regarding control disciplines and a solid understanding of Model Risk Management concepts and model life cycle, such as model governance, inventory, development, documentation, validation and use
• Experience within first or second lines of defense pertaining to usage of models in areas including – Pricing & Valuation, Market risk (VAR & SVAR), Algorithmic Trading, Counterparty Credit Risk (CCR), IFRS9, Basel, Treasury, Finance, Loss Forecasting and Artificial Intelligence (AI)
• Senior level experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables
• Related quantitative certifications (FRM, PRMIA CFA, CIA, CISA or similar) are a plus
• Demonstrates experience in building and managing teams and managing integrated internal audit and assurance delivery within a matrix reporting environment
• Effective negotiation skills, a proactive and ‘no surprises’ approach in communicating issues and strength in sustaining independent views
• Strong interpersonal skills for interfacing with all levels of internal and external audit and management.

Responsibilities

• Consistently develop, execute and deliver audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards
• Review and approve the Business Monitoring Quarterly summary and serve as lead reviewer for all reviews
• Collaborate with teams across the business and determine impact on overall control environment and audit approach
• Manage audit activities for a component of a product line, function, or legal entity at the regional or country level
• Leverage a comprehensive expertise to manage a team
• Advise the business on change initiatives, while advancing integrated auditing concepts and technology adoption
• Recommend interventions to issues, propose solutions for risk and control problems, partner with Directors and Managing Directors to develop approaches for broader corporate issues
• Apply in-depth understanding of Internal Audit standards, policies and regulations to a specific product or function area

Preferred Qualifications

• Related certifications (CPA, ACA, CFA, CIA, CISA or similar) preferred
• MSc or equivalent in Finance, Mathematics, Economics, Engineering or other relevant quantitative science, PhD is a plus
• Related quantitative certifications (FRM, PRMIA CFA, CIA, CISA or similar) are a plus