Audit Supervisor - Global Markets - Electronic Trading

Audit Supervisor – Global Markets – Electronic Trading

Minimum 3 + years of Audit, Risk, Business Control, Compliance, Finance, or other relevant experience
Must have a good understanding of Electronic Trading including Direct Market Access, Algorithm trading & Strategies and Sponsored Access
Has knowledge of financial instruments and financial risk management principles, including exposure to Global Markets products
Self-starter, desire to learn able to teach others, positive attitude, exhibits flexibility and intellectual curiosity
Strong analytical skills. Ability to analyze large amounts of data and turn it into usable information
Ability to work in a very detailed manner as well as to look broadly across a population and develop connections and themes identifying risk and concerns
Ability to juggle multiple work efforts and to quickly change direction, as needed
Proficiency in Microsoft Office Products
Excellent written and oral communication skills, ability to converse with management on all levels

Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and leverages automation and innovative methods in a timely and high quality manner
Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings
Provides input on draft audit reports and shares audit results with business leaders
Supports the development of peers and teams through on-the-job-training and fosters an inclusive work environment
Establishes business partner relationships, primarily with line management, to develop business knowledge
Uses innovative tools to complete audit activities more efficiently (e.g., testing)