Auditor

Auditor

Requirements

• BS/BA degree (or equivalent) from an accredited college or university (preferably in Business Management, Accounting, Finance, or related field)
• General business knowledge
• Subject matter expertise in one or more of the following areas: IT & ITGC, SOX/SOC/MAR and other regulatory compliance, finance, accounting, actuarial, ERP systems, tax, insurance, claims, operations, supply chain, program and process management, human resources, corporate culture, ESG, data analytics, automation, RPA, data visualization, data warehouse, data governance, data privacy
• Ability to analyze data, identify root causes and propose reasonable solutions that manage risk
• Ability to write clearly and be focused on actionable and reasonable results
• Ability to document work performed to enable external re-performance
• Ability to think critically through recognizing assumptions, evaluating arguments, and drawing conclusions
• Ability to maintain composure and deliver results while under pressure managing multiple assignments and priorities
• Ability to learn quickly and apply abstract ideas to achieve measurable results
• Ability to use simple data analytical tools (Excel, etc.) to analyze data
• Resolve conflict, negotiate and communicate effectively
• Build credibility and trust
• Analyze problems and make decisions
• Apply functional knowledge and develop subject matter expertise
• Collaborate with others and deliver results
• Desire to take the initiative to learn, adapt and grow beyond current responsibility
• A minimum of 1 year of experience in internal or external audit
• Experience in formal communications (written and oral)
• Experience in collecting and analyzing complex data, recognizing assumptions, evaluating information, and drawing logical conclusions

Responsibilities

• Participate on audit projects that identify risk, evaluate internal controls and report key findings for assigned business areas
• Perform risk-based audits through all phases of the audit including planning, testing, and providing written reports of key findings
• Use knowledge of finance, insurance industry & finance regulations, process management, general business, and subject matter expertise to help Assurant business leaders manage risk
• Understand, recognize, and communicate key performance drivers, business trends, and emerging financial, technical and industry developments
• Participate in Assurant’s annual risk assessment and audit planning
• Follow up on recommendations that help Assurant’s business leaders manage risk
• Work with and support external auditors as required
• Follow professional standards and IAS methodologies, policies, procedures, and best practices to ensure product quality
• Communicate effectively with all levels of management and staff through written reports and oral presentations
• Develop an understanding of Assurant Businesses and maintain awareness of significant industry, regulatory and business changes across the organization and their potential impact on the established control environment
• Pursue professional development opportunities and share lessons with colleagues
• Participate in the development, review and implementation of test documentation, control narratives, procedures, and control testing
• Review documentation for quality, consistency, and relevance
• Assist with State and SEC examinations when required to ensure compliance with regulatory requirements
• Participate in periodic scoping and account process mapping
• Participate on initiatives, centers of excellence and other team that enhance the quality, methodology and processes of the department
• Assist IAS Leaders in talent management activities aligned with the IIA IPPF
• Participate in Internal Audit Quality Assurance & Improvement Process activities aligned with the IIA IPPF
• Create, maintain, and communicate internal department policies and information using the department SharePoint sites

Preferred Qualifications

• The ability to facilitate meetings
• Knowledge of accounting & finance (GL, AP, AR, payroll systems, ratios, valuations, etc.), enterprise risk, compliance, insurance and financial regulations, supply chain
• Experience applying broad business knowledge and practical experience in a business setting