Case Review & Investigations Unit-Senior Analyst
| Company | Citigroup |
|---|---|
| Location | Long Island City, Queens, NY, USA, New York, NY, USA |
| Salary | $98960 – $148440 |
| Type | Full-Time |
| Degrees | |
| Experience Level | Senior |
Requirements
- 4-7 years relevant experience
- Proficient in MS Office
- Proven analytical skills
- Effective verbal and written communication skills
Responsibilities
- Conduct independent research and analyze data on potentially suspicious and/or high-risk client cases using financial statements and documents
- Document and report the review/investigation findings and prepare case files with required supporting documentation (e.g. media search results, copies of statements/checks, results from internal system searches etc.)
- Follow-up with additional Point(s) of Contact (POC) as needed to identify additional information in support of the case
- Utilize pertinent information to write clear and concise summaries on the findings of investigations for management to determine next steps
- Draft and file Suspicious Activity Reports (SARs) consistent with FinCEN requirements, and recommend relationship retention or termination
- Communicate with senior management on compliance, legal and business AML issues
- Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm’s reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
Preferred Qualifications
- Experience in writing and preparing Suspicious Activity Reports (SARs) in accordance with applicable regulatory requirements preferred
- Comprehensive knowledge of AML regulations preferred
- Series 7 and/or other FINRA registrations preferred
- Adept understanding of complex financial products, services and transactions including Prime Brokerage, Equities, Fixed Income, Derivatives, DVP/RVP, Swaps, Private Placements, New/Secondary Offerings, etc.