Compliance Analyst III – AML Data and Technology
| Company | Stifel |
|---|---|
| Location | St. Louis, MO, USA |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | |
| Experience Level | Senior |
Requirements
- Working knowledge of BSA/AML compliance risks relevant to the financial services industry.
- Self-motivated with the ability to work independently or in a team setting while prioritizing concurrent projects and meeting deadlines.
- Ability to effectively communicate to different target audiences, interpret and communicate technical specifications and systems documentation to business users, and clearly communicate system/technology requirements to developers.
- Strong analytical skills with high attention to detail and accuracy.
- Knowledge of principles of project management and business process improvement.
- Ability to integrate extensive data sets from various sources to sort, filter, query, transform, and present a work product to satisfy a business need.
- Willing to take on additional responsibilities to produce outstanding work, strives for excellence, and maintains a positive attitude through stressful situations.
- Demonstrates professionalism, integrity, maturity, intellectual curiosity, initiative, and sound judgment.
- Takes pride in ownership of wins and learns from losses/mistakes.
- Proficiency in using Microsoft Office suite with a strong emphasis on Excel.
- Experience with data analysis tools (i.e., Excel, SQL, SharePoint, PowerBI, PowerAutomate, etc.).
Responsibilities
- Lead or participate in the configuration, implementation, and maintenance of AML compliance systems (primarily NICE Actimize), including data translation and mapping, documentation of business requirements and technical specifications for internal and external systems.
- Lead or participate in the testing, tuning, troubleshooting, and validation of AML compliance systems and exception reports.
- Adhere to a roadmap of AML-related system enhancements and coordinate the prioritization of system related projects, to align with business needs and firm and department strategy.
- Partner with users and vendors to coordinate configuration of surveillance systems, including AI/machine learning logic, scoring, user workflows, case types, and rule parameters and thresholds.
- Clearly document data requirements, business requirements, functional specification, configurations, and user manuals to provide direction to third parties and create useful artifacts for future reference.
- Assist with testing, tuning, and efforts to ensure that rule-based and machine learning systems are running effectively yet efficiently.
- Work with internal and external stakeholders to translate and map data from firm systems to surveillance systems and validate results.
- Assist with data-driven projects by collecting, normalizing, and analyzing large sets of data from various source systems to enable analytical decisions and solutions.
- Develop and maintain internal exception reports.
- Perform data queries and analysis.
- Seek and implement improvements in efficiency via technology.
Preferred Qualifications
- Experience with surveillance systems and exception reporting preferred.
- AML compliance experience is preferred.
- CAMS certification is preferred.
- Nice Actimize BSA/AML systems experience is preferred.