Compliance – Business Intelligence Group-Digital Assets – Vice President
| Company | Goldman Sachs |
|---|---|
| Location | Dallas, TX, USA |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | |
| Experience Level | Senior, Expert or higher |
Requirements
- Must have a background/experience in digital assets, cryptocurrency
- 7 to 15 years of legal/regulatory, compliance or other financial experience
- Risk assessment skills and experience, preferably involving reputational, legal, regulatory, environmental and general compliance topics.
- Strong technical proficiency – experience in online research and databases preferred
- Excellent analytical and communication skills (both oral and written)
- General experience dealing with the investment banking industry and knowledge of various types of investing and lending transactions
- Demonstrates a strong sense of intellectual curiosity and interest in current events
- Team player with inherent commercial judgment
- Ability to work effectively in a fast-paced and, at times, high pressure environment
- Strong sense of discretion with respect to highly confidential information
Responsibilities
- Conduct legal, regulatory and financial due diligence to assess reputational risk in a variety of transactions and business relationships
- Identify and evaluate risk-relevant information from a variety of sources, including but not limited to: online media, proprietary databases, regulatory lists, public filings, litigation records, research reports, various internet sources
- Instruct and liaise with external investigative consultants, evaluate reports and help drive the due diligence process to address risks identified, coordinating with in-house lawyers, external counsel, compliance and business teams
- Liaise with internal and external legal counsel on risks which merit further due diligence
- Review and analyze various independent due diligence reports on topics including regulatory compliance, internal controls, environmental impact, etc.
- Analyze risk-relevant portions of financial statements and public filings
- Prepare summary and presentation materials for analysis by relevant business areas and firmwide committees
- Responsible for developing relevant industry/regional expertise and anticipating potential reputational risks
- Other special projects on an ad hoc basis
Preferred Qualifications
- Additional experience in an ESG (Environmental, Social and Governance) risk-related role is a plus
- CPA, CFA, JD/attorney license CFE designations are a plus, but not required
- Preferred, but NOT required: Spanish language skills and/or Latin American research and due diligence experience is a plus