Compliance Business Oversight Manager
| Company | TD Bank |
|---|---|
| Location | Mt Laurel Township, NJ, USA |
| Salary | $86840 – $139360 |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior, Expert or higher |
Requirements
- Strong understanding of the ABC regulations (Reg. Z, V/FCRA, B, E, P, CAN-SPAM, SCRA, MLA, etc.)
- Ability to assess regulatory risks associated with business line processes
- Proficient in building and maintaining relationships
- Ability to work independently or in a team environment
- Undergraduate degree or equivalent work experience
- 7+ years of experience
Responsibilities
- Provides advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance/Center of Excellence programs
- Works independently and is accountable for managing a specialized Compliance function or area
- Provides comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where TD operates
- Provides advanced analysis and/or specialized reporting to support business partners, functional areas or centers of expertise
- Provides guidance and support to analysts on matters related to portfolio and specialty
- Typically a subject matter expert for a key functional Compliance area and business
- Contact for business management, dealing with non-routine information
- Manages/assists with regulatory reviews including inquiries, audits, and exams
- Identifies and leads problem resolution for project/program complex requirements related issues at all levels
Preferred Qualifications
- Certified Regulatory Compliance Manager (CRCM)
- Prior testing, audit or business operations experience in areas involving regulatory compliance
- Detail oriented and well-developed organizational, time management and project management skills
- Strong verbal and written communication skills
- Ability to manage multiple tasks and competing priorities