Compliance Business Oversight Manager – Corporate Office Compliance
| Company | TD Bank |
|---|---|
| Location | Mt Laurel Township, NJ, USA |
| Salary | $86840 – $139360 |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior, Expert or higher |
Requirements
- Undergraduate degree or equivalent work experience
- 7+ years of experience
Responsibilities
- Assist in building a third-party compliance monitoring program that provides oversight of vendors in alignment with consumer protection laws and company policies
- Collaborating with internal teams, including legal, risk, and audit, to enhance monitoring programs and drive a culture of compliance
- Provides advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance/Center of Excellence programs in line with the Bank’s risk philosophy and strategic direction
- Provides advanced analysis and/or specialized reporting to support business partners, functional areas or centers of expertise
- Manages/assists with regulatory reviews including inquiries, audits, and exams
- Conducts meaningful analysis at the functional or enterprise level using results to draw conclusions, makes recommendations, assesses the effectiveness of programs/policies/practices
Preferred Qualifications
- Experience with Regulation W and/or the Volcker rule would be a plus