Compliance Consultant
| Company | Integrity |
|---|---|
| Location | Norfolk, NE, USA |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | |
| Experience Level | Mid Level |
Requirements
- 3+ Years of Experience in Financial Services is Preferred
- ASPPA QKA Certification Preferred (or interest in obtaining)
- Computer & Technical Literacy (Microsoft Office Suite)
- Exceptional Communication Skills (Written & Verbal)
- Accountable & Self-Sufficient
- Ability to Adhere to Deadlines
- Desire to Provide Extraordinary Customer Service
Responsibilities
- Dedicated Contact for assigned group of clients (Typically 80-100 Plans)
- Assist the client in ensuring the plan is meeting all retirement plan qualification guidelines
- Recommend changes to plan design or operation as needed
- Review and approve participant requests for assigned your assigned clients
- Compliance Testing and Review of Plan/Participant Limits
- Contribution Reconciliation
- Employer Contribution Calculations
- Preparation & Filing of Annual IRS Required Forms
- Prepare Formal Plan Documents & Amendments
Preferred Qualifications
- ASPPA QKA Certification Preferred (or interest in obtaining)