Posted in

Compliance Officer – Program Management – Marketing and Governance

Compliance Officer – Program Management – Marketing and Governance

CompanyWintrust
LocationNorridge, IL, USA
Salary$85000 – $110000
TypeFull-Time
DegreesBachelor’s
Experience LevelMid Level

Requirements

  • 3+ years of experience related to financial services compliance and/or knowledge of banking operations
  • Demonstrates organizational skills and attention to detail
  • Strong analytical skills and ability to apply regulations to advertising and operational processes
  • Strong writing and presentation skills with the ability to communicate to a variety of consumers and audiences
  • Ability to understand business needs and provide alternative solutions when appropriate
  • Bachelor’s degree preferred

Responsibilities

  • Review advertising and marketing materials for compliance with federal and state advertising laws and regulations, meeting timing expectations
  • Provide ongoing support to the Marketing team and other business lines as a marketing compliance subject matter expert
  • Assist the AVP Regulatory Change Management with oversight of the compliance change control process
  • Assist the AVP Regulatory Change Management with the program to monitor and document changes in regulations, enforcement actions, guidance, and other regulatory publications
  • Assist the AVP Regulatory Change Management with the process to evaluate compliance risk as part of the Third Party Risk Management Program

Preferred Qualifications

  • Bachelor’s degree preferred