Compliance & Regulatory Specialist
| Company | CCFBank |
|---|---|
| Location | Eau Claire, WI, USA |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior, Expert or higher |
Requirements
- Bachelor’s degree in business administration or related field
- Five years of related experience preferred in financial institution audit, regulatory compliance, or risk management
- Eight to ten years of banking or financial institution audit experience
- Proficiency in Microsoft Office products
- Ability to learn and adapt to a variety of software programs
Responsibilities
- Monitors and implements new and changing regulations, communicates relevant updates to business units, and collaborates with business units to ensure compliance through policy, procedure, and system changes.
- Performs periodic internal monitoring exercises to assess adherence to regulatory requirements and internal policies and procedures.
- Creates and manages remediation plans in response to internal monitoring, audit, and exam findings and compliance violations.
- Performs periodic compliance risk assessments, coordinates with the business units to gather supporting documentation needed to complete a risk assessment.
- Assists in the preparation of quarterly and annual compliance reports.
- Participates in the planning, development, conducting, and monitoring of colleague in-house educational programs.
- Supports the business units by providing expertise on compliance matters, clarifying regulations, and offering guidance on best practices.
- Supports the compliance and enterprise risk governance framework through ad hoc assignments and other duties as assigned.
Preferred Qualifications
- Previous risk management, regulatory compliance or financial institution audit experience
- Detail-oriented
- Community-focused and excited about making a positive difference