Compliance Specialist
| Company | nVent |
|---|---|
| Location | Houston, TX, USA, Dallas, TX, USA |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Mid Level |
Requirements
- Bachelor’s degree required
- Certified Fraud Examiner (CFE) required
- 3+ years of related experience, working in an international environment
- Strong knowledge of financial accounting, global laws/regulations, and best practices
- Fluent English and Spanish required, other languages are considered a benefit
- Experience conducting both information seeking and admission seeking interview
- Experience in creating and delivering Compliance related trainings
- Experience with case management systems such as EQS, OneTrust, Compliance360, CaseIQ etc.
- Ability to travel within Mexico and the United States. Some international travel may be required
- MS Word, Excel, Access, PowerPoint, Outlook
- Experience with e-discovery tools
Responsibilities
- Manage and conduct investigations of fraud and financial abuse within the company, focusing on Mexican operations
- Handle system integration of the case management tool for investigations
- Prepare reports, communicate findings to senior management, human resources, and legal, and recommend corrective actions for internal control failures
- Lead internal/external resources to address allegations of fraud raised
- Help with the development of / and provide fraud awareness training and analyze fraud trends and internal control procedures
- Conduct and lead internal investigations of alleged or suspected violations of criminal law and corporate policies, including theft, fraud, embezzlement, conflicts of interest, collusion, kickbacks, and records falsification
- Prepare clear, comprehensive and cohesive investigative reports in a timely manner
- Review forensic reports for content and apply proper editing to ensure a professional work product
- Act as the main point of contact for Compliance related issues in Mexico
- Support system integration for compliance tools
- Oversee life cycle case management for all cases globally assisting the other investigators
- Facilitate the implementation and optimization of the Case Management Tool and associated processes
- Deliver Compliance related trainings, both in person and virtually
- Contribute to the enhancement of the Ethics & Compliance program
- Conduct appropriate and effective root cause analysis of non-compliances and suggest corrective action in control environment to minimize re-occurrence
- Stay up to date on trend relating to Fraud, Fraud schemes and cyberattacks
Preferred Qualifications
- Masters, CPA and/or other professional certification desired