Compliance – VP / Senior Vice President – Consumer Compliance
| Company | Goldman Sachs |
|---|---|
| Location | Richardson, TX, USA |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Expert or higher |
Requirements
- Minimum – Bachelor’s Degree
- At least 10 years of prior experience in bank compliance, audit or other control function, or experience as a Bank regulator
- Strong knowledge of banking regulations related to lending and deposit products
Responsibilities
- Implement and enhance controls to ensure compliance with federal regulations and state laws applicable to securities-based lending activity, including Regulation B, Regulation O, Regulation U, Regulation W, Information Privacy, and other relevant regulatory requirements
- Monitor pending federal and state legislation related to lending that is applicable to securities-based lending. Communicate status of relevant pending legislation and enacted legislation pertaining to business operations and coordinate the implementation of such legislation with operations, systems and support departments
- Maintain compliance-related policies and procedures
- Provide technical regulatory advisory related to securities-based lending
- Provide due diligence and monitoring support for external counterparty relationships
- Actively partner with business on all initiatives
- Assess training needs, develop and conduct training on the applicability of compliance laws and regulations
- Conduct Quality Control Reviews and Risk Assessments
- Complete special projects as requested by management
Preferred Qualifications
- Proactive in identifying risks and proposing creative solutions
- Demonstrate ability to appropriately exercise judgment and decision-making in a collaborative consensus-driven environment
- Excellent written/verbal communication skills
- Ability to handle multiple tasks simultaneously and work under tight deadlines
- Highly motivated, reliable, and accountability
- Good team player – one who is able to prioritize in a fast moving, constantly changing environment
- Ability to work with a range of senior managers, peers and junior colleagues and build smooth working relationships
- Strong project management, analytical, and functional skills
- Strong analytical and problem-solving skills with the ability to exercise sound and balanced judgment