Enterprise Financial Risk Capital Risk Manager

Enterprise Financial Risk Capital Risk Manager

Requirements

• Strong analytical skills, including both analysis of financial data and written reports
• Knowledge of SEC broker dealer net capital rules and/or CFTC swap dealer capital rules
• 8-12 years of Treasury, Finance, Accounting or Risk Management experience
• Proficiency with PowerPoint and Excel. Writes in a clear, concise, organized, and convincing manner for the intended audience
• Strong business-centric mindset with ability to utilize sound business judgment and tailor approach to drive optimal business outcomes

Responsibilities

• Develop and demonstrate acumen for the identification of capital risks and mitigants (including market and economic environment and connectivity to other risk stripes)
• Ensure understanding of the business processes that may increase our risk, as well as the mitigants to that risk
• Assist in the establishment and execution of all Enterprise Risk Management Program requirements
• Coordinate and conduct execution of risk framework activities that are the responsibility of EFR, including but not limited to independent review and risk assessment of front line owned processes (e.g. capital calculation, capital forecasting, etc.)
• Conduct and ensure appropriate and adequate documentation for all independent risk reviews and risk points of view, including appropriate escalation and communication to Senior Management
• Conduct and document risk’s acceptance and understanding of the capital impacts from new products and new transactions
• Deliver effective review and challenge of front-line owned processes that generate or impact our risk or Capital position
• Draft and communicate executive and committee messaging on a regular basis in a variety of formats, including power point and MS Word
• Support corporate-wide risk related initiatives, including regulatory change
• Enhance the Risk landscape, by ensuring our balance sheet and business model is appropriately stressed across a variety of scenarios, baseline to bankruptcy (resolution)
• Provide subject matter expertise related to Capital risk management process and Capital stress testing to the Risk verticals teams, Corporate Treasury, CFO Group and other partners across the enterprise, in order to drive the execution of the stress testing framework and ensure Risks identified are reflected across all scenarios
• Lead EFR coverage of SEC broker dealer net capital rules and CFTC swap dealer capital rules, including executing capital calculation testing and review and challenge of FOCUS report filings and calculations
• Review and challenge key capital management activities, including capital planning and forecasting for broker dealer and swap dealer entities, capital risk appetite limits, and subsidiary capital actions/dividends

Preferred Qualifications

No preferred qualifications provided.