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Financial Crime Risk Senior Investigator – Correspondent Banking/ Securities Investigations
| Company | TD Bank |
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| Location | Lewiston, ME, USA |
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| Salary | $68640 – $112320 |
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| Type | Full-Time |
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| Degrees | Bachelor’s |
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| Experience Level | Senior |
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Requirements
- Undergraduate degree or equivalent work experience
- 5+ years of experience
Responsibilities
- Conducts a variety of complex investigations, including AML, Sanctions/ABAC and Financial Crime
- Applies sound methodologies to collect, preserve, and analyze evidence while staying current on global emerging risks and technology threats
- Assesses and prioritizes files and investigates assigned cases ensuring proper protocols are in place and effectively applied
- Works effectively with counterparts at other FI’s, law enforcement, Non-Profits, and others in government within prescribed protocols to maximize opportunities for information sharing and to reduce TDBFG exposure
- Conducts investigations in a professional and timely manner
- Identifies and communicates procedural weaknesses to businesses
- Identifies industry and typologies risk and trends for respective program areas and shares knowledge with appropriate stakeholders
- Maintains and establishes working relationships with internal partners (e.g., HR, Employment Standards and Legal etc.,) for investigative purposes
- Applies sound methodologies to collect, preserve, and analyze digital evidence in accordance with investigative mandate
Preferred Qualifications
- 2+ years working in a role dedicated to conducting complex investigations either in Correspondent Banking or Securities Investigations
- Knowledge of financial industry products, policies, and procedures that involve Correspondent Banking or Securities Investigations
