Financial Planner

University Degree (preferred)
Canadian Securities Course (CSC) or CFA Level 1 (or higher) required before start date
Complete Conduct & Practices Handbook (CPH) within first 90 days in role
CIRO Registered Representative (RR) license within first 90 days in role
Complete Wealth Management Essentials (WME) within first 30 months in role
Achieve Certified Financial Planner (CFP) designation within first 3 years in role
3 – 5 years within the financial services industry managing client relationships, providing financial advice and tailored investment solutions (preferred)

Identify your client’s life and financial goals, provide comprehensive reviews and build long-term relationships through financial planning expertise, relationship building and ongoing services
Conduct reporting and relevant analysis using results to draw conclusions, make recommendations and continually assess the effectiveness of programs, policies and practices
Contribute to team and department goals while strengthening customer service and dedication
Monitor service, productivity and assess efficiency and implement continuous improvements
Be knowledgeable of best practices and procedures and stay ahead of emerging trends
Acquire and apply expertise, provide mentorship, assistance and direction to others
Maintain a culture of risk management and control, supported by aligned risk appetite
Participate fully as a member of the team, support a positive and service-oriented work environment

Possess an entrepreneurial spirit to prospect external business development opportunities through networking and have experience in high value sales and business development
Deep understanding of the industry, competitive landscape, economic market issues, and the regulatory environment
Excellent people and problem-solving skills that help you build and maintain client relationships
Strong communication skills with ability to work collaboratively and independently, provide assistance and build relationships