Global Banking & Markets-Senior Associate-Regulatory Due Deligence
| Company | Goldman Sachs |
|---|---|
| Location | Salt Lake City, UT, USA |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior |
Requirements
- Bachelor’s degree
- Critical thinking / thought leadership / ability to suggest improvements and “hunt” for risk
- Service orientation, sense of urgency, ability to manage internal clients’ expectations, follow-through and professionalism
- Thrives in a teamwork environment, strong interpersonal skills
- Detail oriented
- Ability to multi-task and prioritize
- Strong verbal and written communication
- Technical expertise in Microsoft Office (Word, Excel, etc.) as well as proficiency with web-based applications
- Ability to collaborate with Legal & Compliance teams to create solutions for our clients
Responsibilities
- Conduct regulatory adherence checks for counterparties trading with Goldman Sachs to ensure all parties meet its’ compliance obligations and other regulatory requirements
- Engage the Business, Compliance, Credit, Legal and Operations stakeholders to ensure effective onboarding of clients
- Identify risk and escalate concerns while ensuring to protect the firm and the clients
- Support and execution of ongoing projects initiatives including new regulatory requirements and new business markets
Preferred Qualifications
- 3 to 5 years work experience with prior management responsibilities
- Experience with major regulators such as CFTC/SEC/NFA a plus
- Candidate must be proactive, enthusiastic and team oriented
- Ability to remain composed under pressure
- Ability to prioritize and make decisions in a fast-paced environment
- Accuracy and attention to detail
- Strong client service orientation
- Strong written and verbal communication skills
- Adapt to new changes and new challenges
- Strong analytical skills
- Well developed organizational skills