Independent Risk Management – Business Controls Manager
| Company | SoFi |
|---|---|
| Location | Frisco, TX, USA |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior |
Requirements
- Bachelor’s degree
- 5+ years of relevant experience developing/managing risks and controls (RCSA)
- Experience in the banking and/or fintech industry
- Understanding and experience working with the three lines of defense framework
- Knowledge of banking products, processes, and regulations
- Experience mapping complex processes and identifying control points
- Self-motivated
- Strong attention to detail
- Well organized
- Strong critical thinking and problem-solving skills
- Ability to work under pressure, manage multiple tasks and competing priorities, meet deadlines, and adapt to change
- Strong interpersonal, verbal, and written communication skills; capable of writing documentation (e.g., policies, standards, procedures)
- Team player, ability to interact positively with management and colleagues
- Strong collaboration and influencing skills
Responsibilities
- Partner with key members of the IRM team to identify, document, and assess relevant risks and controls
- Conduct walkthroughs of business processes to document process flows and ensure effective controls are in place to mitigate risks
- Manage issues and ensure timely and satisfactory completion of corrective action plans to address the root case and related control gaps
- Learn all current and future GRC systems, and act as an SME for the IRM team
- Conduct timely periodic reviews and updates of RCSAs to assess the design and operating effectiveness of controls based on control testing results, effectiveness of issue remediation, any updates to processes, etc.
- Create and maintain risk management reports for various forums and Committees
- Demonstrate strong relationship-building and communication skills in order to support consistent understanding, adoption, and high-quality execution of the enterprise risk management frameworks (policies, programs, processes, etc.) to promote a strong culture of risk management
- Calibrate and drive alignment with program-owners on quality, consistency, and level of depth with RCSAs, Issues Management, and Supplier Risk Management as part of the enterprise risk management framework
Preferred Qualifications
- Experience with GRC systems
- Familiarity with Google Workspace (Docs, Sheets and Slides)