Internal Audit – Global Markets Equities – Vice President
| Company | Goldman Sachs |
|---|---|
| Location | Salt Lake City, UT, USA |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior, Expert or higher |
Requirements
- Bachelor’s degree (or higher) in a relevant discipline
- 8-10 years of relevant work experience in Internal Audit, Compliance, or Risk / Controls functions
- Experience of managing audit engagements and teams across locations
- Prior experience in understanding of the businesses, products and regulations in subject areas including Equities
- Highly motivated, delivery focused, analytical and detailed self-starter with proven record in a team-based environment
- Excellent communications skills (oral and written) to clearly articulate issues and ideas with different levels across stakeholders
- Strong leadership, interpersonal, and relationship management skills
- Excellent time management and prioritization skills to handle multiple assignments and deadlines
- Proficiency in Microsoft Office tools such as Excel, Word, PowerPoint
Responsibilities
- Develop and maintain an in-depth understanding of the firm’s businesses, products, risks and controls in subject areas including Equities
- Manage and execute audits including planning and scoping, fieldwork and audit test plans, and reporting
- Drive walkthroughs with stakeholders to perform control design assessment and challenge risks and controls
- Lead and design audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards within audit delivery timelines
- Coordinate with various audit teams to identify risks, assess mitigating controls, and make recommendations on improving the control environment
- Communicates and reports on the audit conclusions and findings, and present to Internal Audit senior management and stakeholders across business and engineering
- Follow-up on open audit issues and operational risk incidents to validate their resolution
- Participate in department-wide initiatives aimed at continually improving Internal Audit’s processes, methodology and supporting infrastructure
- Develop and maintain key stakeholder relationships and regularly engage with the business during the year to assess changes in the risk and control environment
Preferred Qualifications
- Relevant certification or industry accreditation (e.g., CPA, CIA, CFA) is a plus
- Experience with data analytics tools (i.e., python, tableau) and technology audit framework and controls to assess issues and trends