Internal Audit – Sr. Vice President – Regulatory Financial Reporting – Capital Calculations

Internal Audit – Sr. Vice President – Regulatory Financial Reporting – Capital Calculations

Requirements

• Team-oriented with a strong sense of ownership and accountability
• Strong leadership, interpersonal, and relationship management skills
• Strong verbal and written communication skills
• Solid analytical skills
• In-depth technical knowledge of relevant product areas
• Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
• 12+ years of experience in a public accounting or internal audit role within the financial services industry or a related control function
• 4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject
• Relevant certification or industry accreditation (e.g., CPA, CFA, CIA) is a plus
• Solid understanding of financial concepts and/or operations related to controllers and tax functions.

Responsibilities

• Develop and maintain an in-depth understanding of business areas, its products, and supporting functions
• Plan and execute audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
• Identify risks, assess mitigating controls, and make recommendations on improving the control environment
• Prepare commercially effective audit conclusions and findings, and present to IA senior management and business clients
• Follow-up on open audit issues and their resolution
• Participate in department-wide initiatives aimed at continually improving IA’s processes and supporting infrastructure

Preferred Qualifications

• Knowledge in any of the following areas are preferred: Basel regulatory requirements, CCAR regulatory requirements, Recovery and Resolution regulatory requirements, SEC US GAAP accounting, Controls surrounding regulatory reporting, legal entity reporting, financial reporting and/or tax reporting