IT Audit – Assistant Vice President

IT Audit – Assistant Vice President

Requirements

• A bachelor’s degree in relevant discipline (e.g., information technology, computer science, accounting, finance, economics)
• Professional certifications strongly preferred (ACAMS, CISA, CISM, CGEIT, CRISC, CIA)
• 5+ years audit experience, previously leading or executing IT audit engagements supporting Financial Crimes (BSA/AML/OFAC) compliance audits
• Working Knowledge of key application controls as it relates to the Financial Crimes is a plus
• Experience with the financial industry and related markets, related regulatory bodies and current IT trends
• Experience in technology risk assessment, audit methodology and execution
• Possesses strong project management skills; exhibits initiative and intuitive thinking; and demonstrates ability to meet strict deadlines
• Exhibits effective communication (both verbal and written), negotiation and presentation skills; strong interpersonal skills; and ability to engage with all levels of internal audit and business line management
• Employs strong critical thinking skills to identify pragmatic recommendations within an evolving and increasingly complex regulatory and risk management environment
• Demonstrates strong analytical skills and problem solving capabilities
• Proficiency in technology as required for assigned areas (MS Office, audit data analytics, etc.)
• Aligned with MUFG Code of Conduct, exhibits strong ethical behavior and adheres to other similar professional requirements.

Responsibilities

• Maintain the responsibility for the quality of assigned GFC IT audit engagements, in compliance with audit methodology requirements and executive management expectations, while also operating within industry best practices, applicable regulations, and external professional practice expectations
• Build relationships with peers and clients within organization and exhibit a high standard of performance and professional conduct that will create a culture of integrity and inclusion, where all individual and departmental choices are rooted in good judgment and support MUFG’s Principal of Ethics and Conduct
• Operate with an innovative and flexible mindset by continuously identifying ways to enhance consistency, efficiency, quality and/or value
• Demonstrate professional skepticism and personal accountability
• Participate in the walkthrough meetings and interviews with business stakeholders to develop understanding of GFC business processes
• Participate in formal discussions with business stakeholders throughout the duration of audit engagements to communicate status or concerns
• Identify potential risk, including awareness of risks both within the span of control as well as enterprise-wide; assess the state of the governance, risk management, and control environment aspects relevant to that risk; and report results in an effective and timely basis, leading to appropriate remedial action and ongoing management of risk for all assigned GFC IT audit engagements
• Complete the execution of all walkthroughs/testing and work paper documentation for assigned GFC IT audit engagements, demonstrating the work was appropriately performed (e.g., detailed lead sheets describing the control attributes that were tested and the results were documented in a manner to support the conclusions reached, effectiveness and sustainable controls are evident in documentation). Documentation should stand alone to enable re-performance
• Provide assistance in the validation and closure of internal and external (e.g. regulatory) GFC IT issues
• Effectively partner with other internal audit groups to provide subject matter expertise in the joint execution of internal audits with GFC impact
• Develop effective relationships with stakeholders and understanding of GFC business lines
• Act as a role model and continuously improve self and the department.

Preferred Qualifications

• Public Accounting (Big 4) experience a plus
• Working Knowledge of key application controls as it relates to the Financial Crimes is a plus
• Experience in coordination and integration efforts across multiple groups, preferably within enterprise-wide internal audit functions
• Some travel may be required, domestic and international.