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Lead Compliance Specialist. GFT

Lead Compliance Specialist. GFT

CompanyRoyal Bank of Canada
LocationToronto, ON, Canada
Salary$Not Provided – $Not Provided
TypeFull-Time
DegreesBachelor’s
Experience LevelSenior

Requirements

  • 5 years’ experience in a Financial Institution with at least 2.5+ years in managing risk and compliance.
  • Exceptional verbal and written communication skills. The ability to gather and present complex information in a simple and concise manner is essential for this role.
  • Time management and multi-tasking skills
  • Ability to quickly build relationships with key stakeholders
  • Strong investigative and analytical skills coupled with the ability to think outside the box.
  • Self-starter, escalating to senior manager(s) for support when blocked.

Responsibilities

  • Responsible for all compliance related activities and approvals in the GenAI and Mobile portfolio in EDT&A (part of GFT).
  • Takes ownership to resolve complex issues in discussion with organizational risk and governance teams
  • Identify inefficiencies in current process and recommend/implement value added enhancements
  • Develop strong working relationships with stakeholders (AIRC, AIWG, Privacy, Legal, Data Management, Model Risk etc.) to optimize overall project timelines
  • Prepare relevant documentation and ensure timely completion of compliance issues, status and resolution states
  • Collaborate within the GenAI and Mobile team to support above activities where applicable.

Preferred Qualifications

  • Certifications in information security (e.g. CISSP, CISM, CRISC, GCIH, CCSP)
  • Working background/experience with segments of RBC (either business or IT) and Knowledge of RBC systems (Archer, JIRA, Lumina)
  • Risk management experience as related to architecture, compliance, and security
  • Basic Knowledge of GenAI
  • Strong knowledge of Microsoft Office, Adobe etc.
  • Degree in Business, Finance, IT or work experience in a compliance – related job.