Operational Risk Oversight II: Wealth & Corp Investment Bank
| Company | Truist |
|---|---|
| Location | Raleigh, NC, USA, Richmond, VA, USA, Winston-Salem, NC, USA, Charlotte, NC, USA, Atlanta, GA, USA |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior, Expert or higher |
Requirements
- Bachelor’s degree with major in financial-related discipline (accounting, business, finance, etc.) or equivalent education and experience
- 15 years of banking or risk management experience
- Strong analytical and organizational skills
- Possess and demonstrate strong knowledge, leadership and decision-making skills
- Excellent interpersonal skills demonstrating the ability to interact with all levels of management effectively
- Subject matter expertise in risk management and/or area of oversight
- Ability to work independently with minimal direction and guidance
- Capable of handling multiple projects concurrently
- Proficiency with Microsoft Office products
- Ability to travel, occasionally overnight
Responsibilities
- Provide subject matter expertise, guidance and oversight to business units or division; advocate leading methods, practices and strategies to manage complex operational risks within appetite and achieve strategic business objectives.
- Lead complex independent assessments and special projects.
- Evaluate and provide input in development and implementation of policies and processes.
- Plan, organize, coordinate, and manage work within assigned area of responsibility to meet division and department goals.
- Guide and offer credible challenge to business leaders.
- Maintain effective working relationships with leaders in all lines of defense.
- Collaborate with BURM teams and Risk Programs to provide holistic risk oversight.
- Monitor, review, and challenge Business Unit risk control self-assessments, scenario analyses, loss analyses, change risk assessments, readiness assessments, vendor risks, operational resiliency, key risk and performance indicators, and risk identification, monitoring and mitigation strategies.
- Assist in aggregating, integrating, and correlating operational risks.
- Issue findings for high-priority control gaps and approve remediation efforts.
- Serve as a subject matter expert, resource, and mentor to peers.
Preferred Qualifications
- Advanced knowledge of Investment industry operational risk concepts with relevant experience in Wealth Advisory or, Brokerage, Capital Markets Sales, Trading
- Research and back-office operations for both Equity and Fixed Income or SWAP Dealer activities and reporting.
- Prior experience with large bank, securities, and trust regulations and risk frameworks, including FINRA, SEC, ERISA, Sarbanes-Oxley
- Statement of Principles of Trust Department Management, and other applicable federal and state laws.