Principal Auditor – Experienced Senior Auditor – Risk Management Audit
| Company | Capital One |
|---|---|
| Location | McLean, VA, USA, Richmond, VA, USA, Charlotte, NC, USA, New York, NY, USA |
| Salary | $106700 – $146100 |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Mid Level, Senior |
Requirements
- Bachelor’s Degree or military experience
- At least 3 years of experience in auditing
- At least 3 years of experience in accounting
- At least 3 years of experience in financial analysis
- At least 3 years of experience in compliance, or a combination.
Responsibilities
- Lead small audits, or own completion of significant components of larger audits.
- Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks.
- Design and execute appropriate audit procedures to verify the effectiveness of internal controls and/or the appropriateness of enterprise frameworks and requirements. Document audit processes and procedures, review and analyze evidence, and identify potential issues.
- Prepare clear, organized, and complete documentation to support work performed and conclusions reached. Independently gather facts to support issues and concerns, escalate to necessary groups, and help draft audit findings.
- Establish and maintain good client and team relations during engagements. Effectively communicate information and audit progress to team, clients and auditor-in-charge.
- Self prioritize and effectively plan your own work activities managing multiple priorities and tasks across the team to deliver quality results which may include issue validations, regulatory exam support, and/or other team initiatives. Proactively take on additional work to support the team when possible.
- Provide coaching, on-the-job training, and feedback to audit staff, including junior associates and recent hires.
Preferred Qualifications
- 1+ year of experience in leading audits and performing in the role of auditor-in-charge
- 2+ years of experience in banking or in financial services
- 4+ years experience in internal audit or risk management (can be combined with Big Four external Audit experience)
- 1+ years of experience in performing data analysis in support of internal auditing
- Master’s Degree in Accounting, Master’s Degree in Finance or Master of Business Administration
- Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or relevant certification