Principal Risk Associate – Cross Border Banking – Commercial Banking Policy Office – And Sales Practices
| Company | Capital One |
|---|---|
| Location | McLean, VA, USA, Richmond, VA, USA, Charlotte, NC, USA |
| Salary | $106700 – $133900 |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Mid Level |
Requirements
- Bachelor’s Degree or military experience
- At least 3 years of Risk Management or Financial Services experience
- At least 1 year of experience reviewing and writing procedures
- At least 2 years of experience using Microsoft Office or Google Applications
Responsibilities
- Review policies and procedures for references, proofreading, content, and formatting with a focus making sure the documents are understandable and executable (ideally have prior experience writing procedure documents)
- Correspond with various parties regarding renewals of policies and procedures, including assisting with document submission, obtaining feedback and approvals, and leading discussions on changes with key document owners
- Facilitate working sessions with the business, Legal, and Compliance to review and create new policies and procedures to address business or regulatory needs
- Monitor upcoming document renewal deadlines and manage extension requests
- Maintain an up-to-date list of ongoing work streams
- Identify opportunities to streamline procedure renewal process
- Facilitate annual refreshes of Legal Memos relating to our Commercial Lending Portfolio
- Interacting with internal and external Legal Counsel
- Fielding questions from underwriting and credit teams related to foreign lending transactions
- Reporting of metrics associated with each risk program to senior executives and stakeholders across the organization
- Maintain internal intranet site for the cross border program
- Support the Sales Practice Reporting program
Preferred Qualifications
- Master’s Degree or Juris Doctor
- At least 2 years of experience in Process Management or Project Management
- At least 2 years of experience with Agile methodologies
- At least 2 years of experience in Corporate Compliance, Audit, or Legal
- At least 2 years of experience in performing quality assurance assessments on work items
- Demonstrated ability to work in a continually evolving and dynamic environment