Posted in

Risk Analyst

Risk Analyst

CompanyFidelity Investments
LocationBoston, MA, USA, Westlake, TX, USA, Merrimack, NH, USA, New York, NY, USA, Cincinnati, OH, USA
Salary$58000 – $91000
TypeFull-Time
Degrees
Experience LevelJunior, Mid Level, Senior

Requirements

  • Interpersonal skills and demeanor to communicate effectively with trading, operations, risk, compliance and legal across Capital Markets
  • Working knowledge of capital markets including equity, fixed income and options trading.
  • In the field of data analytics – developing queries, analyzing large and complex data sets, identifying trends or outliers, and utilizing this information to perform control testing or in support of risk assessments
  • Ability to contribute to and lead After Action Reviews for incidents or procedural deficiencies putting the firm at risk for current or future financial exposures or losses.
  • Practical working knowledge of common reporting and visualization tools (ex. MS Excel, Tableau or similar applications)
  • 1-5 years experience in financial services, risk management, audit, control testing, and/or compliance related work

Responsibilities

  • Monitor and provide oversight of daily operational risk activities.
  • Help manage and implement the 15c3-5 (Market Access) program which applies systematic risk controls across asset classes to Fidelity’s market-facing trading activities.
  • Lead specialized risk initiatives such as control testing, assessments, and after-action reviews.
  • Evaluate processes and procedures across Fidelity Capital Markets while assisting with the daily management of operational risk monitoring and the Market Access program.
  • Contribute to the development of a data-driven approach to test and analyze risk, while continuously improving programs to exceed the pace of the prevailing technology, industry, and regulatory environments.
  • Design and implement strategies that utilize analytics techniques, tools, and methods.
  • Promote a culture of risk management by building relationships and creating awareness about the risks facing business partners.

Preferred Qualifications

  • Series 7 is not required but is desired upon hire.