Risk Analyst
Company | Fidelity Investments |
---|---|
Location | Boston, MA, USA, Westlake, TX, USA, Merrimack, NH, USA, New York, NY, USA, Cincinnati, OH, USA |
Salary | $58000 – $91000 |
Type | Full-Time |
Degrees | |
Experience Level | Junior, Mid Level, Senior |
Requirements
- Interpersonal skills and demeanor to communicate effectively with trading, operations, risk, compliance and legal across Capital Markets
- Working knowledge of capital markets including equity, fixed income and options trading.
- In the field of data analytics – developing queries, analyzing large and complex data sets, identifying trends or outliers, and utilizing this information to perform control testing or in support of risk assessments
- Ability to contribute to and lead After Action Reviews for incidents or procedural deficiencies putting the firm at risk for current or future financial exposures or losses.
- Practical working knowledge of common reporting and visualization tools (ex. MS Excel, Tableau or similar applications)
- 1-5 years experience in financial services, risk management, audit, control testing, and/or compliance related work
Responsibilities
- Monitor and provide oversight of daily operational risk activities.
- Help manage and implement the 15c3-5 (Market Access) program which applies systematic risk controls across asset classes to Fidelity’s market-facing trading activities.
- Lead specialized risk initiatives such as control testing, assessments, and after-action reviews.
- Evaluate processes and procedures across Fidelity Capital Markets while assisting with the daily management of operational risk monitoring and the Market Access program.
- Contribute to the development of a data-driven approach to test and analyze risk, while continuously improving programs to exceed the pace of the prevailing technology, industry, and regulatory environments.
- Design and implement strategies that utilize analytics techniques, tools, and methods.
- Promote a culture of risk management by building relationships and creating awareness about the risks facing business partners.
Preferred Qualifications
- Series 7 is not required but is desired upon hire.