Senior Audit Manager – Capital Management Audit Team

Senior Audit Manager – Capital Management Audit Team

Requirements

• 6+ years of Audit, Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
• 3+ years of management experience

Responsibilities

• Manage a team of audit staff responsible for a defined segment of the Audit Plan
• Demonstrate excellent leadership skills and the ability to assess risks and controls.
• Be responsible for managing resources and audit work as well assisting broader team in overall audit plan completion
• Assess associated risks and controls and complete engagements timely and within the budgeted hours.
• Excellent problem-solving and risk assessment skills
• Review workpapers, audit findings, risk assessments, and documentation in the system of record to ensure that all audit documentation is in line with the Audit Methodology and audit standards.
• Communicate complex audit findings and recommendations to senior management and stakeholders
• Collaborate with team members and other departments to enhance coverage
• Plan and organize work in an annual cycle, not just project cycle
• Ensure audit engagements are risk-based, and executed according to Internal Audit policies and guidance
• Build and maintain a proficient team of auditors
• Provide timely feedback, coaching and monitoring of development plans
• Develop and maintain excellent business relationships with leadership and other stakeholders, such as regulatory agencies
• Manage allocation of people and financial resources for Audit
• Develop and guide a culture of talent development to meet business objectives and strategy

Preferred Qualifications

• Comprehensive knowledge on Counterparty and Market Risk capital requirements and risk management.
• Strong understanding of Basel III, capital adequacy frameworks, Risk-Weighted Assets and capital stress testing
• Comprehensive knowledge and understanding of capital management, Basel regulations, ICAAP, CCAR, stress testing, liquidity risk, and regulatory reporting
• Working knowledge of Basel Capital Accords, the US Regulatory Capital Rule (US 12 CFR parts 208, 217, and 225), Regulation H, Q, K, and Y, SR 15-18, SR 11-7, SR 12-7, BCC-13-6
• Audit experience in internal audit, external audit, or risk management preferably within the large financial services industry
• Certification in one or more of the following: CFA, CPA, CIA, FRM
• Proven experience in leading audit engagements and managing teams and large projects
• Excellent verbal, written, and communication skills
• Excellent analytical and problem-solving skills
• Bachelor’s or Master’s degree in accounting, Finance, Economics, or a related field