Senior Auditor

Senior Auditor

Requirements

• Bachelor’s Degree in a business-related discipline. A graduate degree a plus.
• 2 – 4 years’ experience in audit or regulatory compliance for consumer lending.
• Meticulous, conscientious, self-starter, having the ability to successfully balance multiple projects and priorities.
• Excellent oral and written communication skills.
• Experience with Teammate Plus, RSA Archer and common data analytics tools a plus.
• Strong analytical and critical thinking skills.
• Excellent oral and written communication skills.
• Minimal travel required.

Responsibilities

• Conduct audits of limited scope areas independently, adhering to established audit procedures and standards.
• Perform duties expected of a lead auditor, including planning, scoping, executing, and reporting on limited scope audit engagements.
• Participate in and/or lead walkthrough meetings, taking detailed notes for review with the lead auditor if assigned to an integrated audit.
• Develop Risk Control Matrices (RCM) for assigned sections of audits, demonstrating a comprehensive understanding of key business risks and the company’s risk appetite.
• Complete walkthrough and testing of assigned controls outlined in the RCM, assessing both design and effectiveness of controls.
• Communicate with auditees to obtain evidence or clarification on controls testing procedures and findings.
• Lead client meetings over assigned test areas and effectively convey audit findings and observations.
• Document any issues or observations noted during testing and collaborate with the lead auditor and director to communicate these to the client, ensuring accuracy and clarity.
• Assist the lead auditor in the closure of audit findings as assigned, ensuring timely resolution and follow-up.
• Maintain and enhance professional skills through continuous professional education, staying updated on industry best practices and regulatory requirements.
• Develop a deep understanding of business operations through continuous business education, staying informed about industry trends and developments.
• Collaborate and coordinate with other control groups within the organization to ensure alignment and consistency in audit processes and findings.
• Provide advisory services to the business based on audit findings and recommendations, assisting in the implementation of control improvements and risk mitigation strategies.
• Document work product in TeamMate+ to ensure transparency, accountability, and traceability of audit activities and findings.

Preferred Qualifications

• Regulatory compliance experience in consumer lending