Senior Financial Control Analyst

Senior Financial Control Analyst

Requirements

• 4+ years of Finance, Accounting, Analytics, Reporting or Business and Technology Audit experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Responsibilities

• Consult with the line of business and enterprise functions on financial and regulatory reporting, controls, and oversight matters
• Perform walkthroughs of business processes and classes of transactions to identify significant risks and key controls over financial and regulatory reporting
• Plan, execute, or provide oversight for testing the design and operating effectiveness of key controls
• Assess and monitor identified control issues
• Communicate and provide consultation regularly with internal and external stakeholders over testing progress and identified issues
• Provide coaching and mentorship to financial controls analysts and associates through control testing
• Build relationships and collaborate with key stakeholders in the SEC and Regulatory Reporting internal control infrastructures
• Assist with projects impacting the team, including identification of risks and consulting on controls for newly implemented processes and applications

Preferred Qualifications

• Experience assessing, testing, and documenting financial and/or regulatory risks and controls.
• Big Four public accounting experience.
• Certified Public Accountant (CPA) or Certified Internal Auditor (CIA) designation.
• Experience partnering with external auditors and IT audit teams on control matters.
• Excellent verbal, written, and interpersonal communication skills.
• Ability to take initiative, prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and matrixed environment.
• Knowledge and understanding of regulatory agencies: Federal Reserve and OCC.
• Experience in data management or governance, analytics, and/or AI integration.