Senior Risk Associate – Anti-Money Laundering – Aml – Risk Assessment Team
| Company | Capital One |
|---|---|
| Location | New Orleans, LA, USA, McLean, VA, USA, Richmond, VA, USA, Plainview, NY, USA, Wilmington, DE, USA |
| Salary | $86000 – $117800 |
| Type | Full-Time |
| Degrees | |
| Experience Level | Senior |
Requirements
- Experience navigating AML regulations and industry trends; and applying these requirements within a risk based and data driven framework
- Experience with tools that consume large sets of AML risk data
- Ability to develop and refine MLRA tools, within scope of the role
- Ability to effectively communicate analyses of inherent risk data to the broader Risk Assessment team and other key stakeholders
- Expert level skill set in Excel and/or Google Sheets
- Ability to program complex formulas, pivot tables, and visualization charts/graphs within Google suite of products
- Ability to create visualization charts/graphs of complex data using Tableau
- Ability to query and analyze data using Structured Query Language (SQL)
- Ability to generate analytic results with a high degree of accuracy
- Ability to impact change through thoughtful, insightful, data driven approaches
Responsibilities
- Maintain the MLRA Risk Calculator and suite of analytical tools used to support the MLRA
- Assist in defining and analyzing the Inherent Risk Metric requirements used to collect AML and Sanctions related data to support the MLRA
- Foster relationship building and collaboration between the Risk Assessment team and the Modeling Advanced Data Insights team
- Provide support during the independent review and validation of the MLRA Risk Calculator with the Model Risk Office
- Suggest risk mitigation strategies related to business areas and other control functions
- Maintain detailed workpapers and supporting documentation related to the risk assessment process
- Continuously improve the framework, methodology, processes and reporting related to MLRA data acquisition and consumption
- Gain a detailed knowledge of the enterprise customer base, products, services, transactions, geographies, business initiatives, processes, strategies and associated controls
- Perform quality assurance on tools and reporting documentation
- Assist in audits and exams
Preferred Qualifications
- Bachelor’s Degree
- Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS) certification
- 3+ years of experience in Anti-Money Laundering (AML), or at least 3+ years of risk management experience, or at least 3+ years of compliance experience within financial services
- 3+ years of experience in Google Sheets
- 7+ years of experience in Microsoft Excel (Specifically, experience with Apps Script, VBA or Macros)
- 3+ years of data analytics experience, including intermediate-to-advanced knowledge of SQL
- Knowledge of data visualization tools, such as Tableau