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SOX Auditor

SOX Auditor

CompanyAxis Capital
LocationNew York, NY, USA
Salary$100000 – $125000
TypeFull-Time
Degrees
Experience LevelMid Level, Senior

Requirements

  • knowledge of SOX compliance requirements and experience with SOX is strongly preferred
  • Demonstrate high integrity and the ability to maintain confidentiality
  • Be a self-starter
  • Have the ability to interact and communicate effectively both orally and in written correspondence/reports
  • Interact effectively with a wide variety of people in a wide variety of settings, one-on-one or in groups
  • Ability to assimilate, analyze, and summarize information in order to come to a conclusion
  • Able to organize and prioritize daily work
  • Ability to influence individuals and groups with structured, non-confrontational argument
  • An attention to detail

Responsibilities

  • Perform testing of SOX controls to assess internal controls over financial reporting and other financial aspects of the Company.
  • Perform walkthrough of SOX controls in order to understand AXIS control environment and identify opportunities to enhance SOX controls.
  • Identify opportunities to streamline and enhance the SOX compliance program, leveraging technology and automation where possible.
  • Perform internal audits and risk and controls advisory projects by effectively assessing the risk area, determining extent of testing, conducting thorough fieldwork, preparing work papers in accordance with departmental and IIA standards, identifying and documenting findings, related exposures, business risk/implications and areas of potential operational improvements.
  • Provide controls advisory services for business processes and supporting systems.

Preferred Qualifications

  • Financial Services experience
  • CPA / CIA or other professional designation.
  • Use of auditing software such as Riskonnect / Teammate