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Sr Compliance Analyst – Market Surveillance
| Company | OKX |
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| Location | San Francisco, CA, USA |
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| Salary | $115000 – $150000 |
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| Type | Full-Time |
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| Degrees | Bachelor’s |
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| Experience Level | Senior |
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Requirements
- BA/BS in a related technical field or equivalent practical experience
- At least 3+ years of experience in market surveillance, trade surveillance, or closely related field
- Strong interpersonal skills, with an emphasis on teamwork, initiative, and integrity
- Comfort with working in a fast-paced environment, handling multiple priorities simultaneously
Responsibilities
- Monitor market surveillance activity via industry leading tools and platforms
- Act as a subject matter expert in the performance of Market Surveillance
- Carry out market surveillance with the aim of finding and reporting on attempts by clients to engage in insider dealing or market manipulation across a range of market abuse typologies
- Leverage data sets and analytical skills to enhance research and investigations, ensuring both quantitative and qualitative analysis is incorporated into decision making
- Collaborate across compliance, risk, product, engineering, data science, marketing, business development, finance and our customers to help build and continuously improve the data and reporting
Preferred Qualifications
- Familiarity with commonly used trade surveillance & reporting tool(s)
- Professional AML/ATF compliance training or accreditation (e.g. ICA or CAMS)
