Sr. Compliance Specialist
| Company | Matic |
|---|---|
| Location | Columbus, OH, USA |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | Bachelor’s |
| Experience Level | Senior |
Requirements
- Bachelor’s degree in related discipline with 5+ years of legal and compliance experience in a highly regulated industry
- Knowledge of regulatory compliance principles and practices
- Knowledge and application of organizational and time management principles
- Skill in analyzing data and drawing conclusions
- Skill in legal research and writing
- Skill in effective communication including written, verbal, and interpersonal/relationship building
- Skill in problem-solving and decision-making
- Ability to apply analytical and critical thinking skills
- Skill in preparing accurate and relevant reporting
Responsibilities
- Oversees the coordinated development, enhancement, implementation, and maintenance of various aspects of Matic’s Compliance Management Program which may include periodic risk assessments to identify vulnerabilities and solutions, drafting compliant formal written policies and procedures, general and role-based compliance training, identifying, implementing and monitoring effective controls, complaint management (escalated), issues management, and reporting
- In collaboration with other members of the legal and compliance teams, as appropriate, identifies, monitors, interprets, and communicates applicable federal and state laws and contract obligations
- Conducts legal research, assesses impact of applicable requirements and identifies impact on Matic business practices
- Oversees and responds to internal and external audits related to compliance
- Performs all other duties and responsibilities as assigned
Preferred Qualifications
- 3-5 years of experience in Financial Services/Insurance Industry, in-house paralegal functions, or compliance experience preferred
- Motivated by a fast-paced environment
- Experience with SOC II Type 2 or similar industry audits
- An understanding of GLBA, TCPA, CAN-SPAM, UDAAP and/ or FCRA
- An understanding of state insurance laws
- Experience with technical legal operations tools including contract management, matter management, training, etc. and more specifically IronClad and JIRA