Sr. Manager – Controls Analysis
| Company | Royal Bank of Canada |
|---|---|
| Location | Toronto, ON, Canada |
| Salary | $Not Provided – $Not Provided |
| Type | Full-Time |
| Degrees | |
| Experience Level | Senior, Expert or higher |
Requirements
- Minimum of 7 years in risk management with a strong focus on mitigation and remediation.
- Strong understanding of US & Canadian regulatory environment including reporting requirements.
- Prior or current financial services experience required.
- Strong ability to perform IT risk assessments following a defined Risk Management framework, standards, policies, and industry best practices.
- Creative problem-solving and analytical skills with the proven ability to exercise flexibility and judgment while partnering with stakeholders at different levels of the organization.
- Ability to challenge current IT control landscape, looking to increase efficiencies and drive changes on existing processes.
- Experience working with regulators and internal/external auditors (Statutory Audit, SOX, SOC 1 and 2 engagements) effectively and helping stakeholders with remediation plans.
- Excellent communication and organization skills.
- Experience managing and prioritizing multiple risk remediation projects simultaneously.
- Deep desire to support training and education of others and self.
Responsibilities
- Implement control design and operational testing and assurance framework for IT risk domains, ensuring coverage of industry, regulatory (COBIT, NIST, FFIEC, CSA etc) and internal standards.
- Advocate for a strong risk culture, increasing awareness on identifying potential control/operational gaps, process improvement opportunities, potential risks, and adequately managing them.
- Ensure current TI controls provide complete coverage over all applicable technologies/assets, providing meaningful reporting to propagate the TI controls profile and state to IT leaders.
- Assist the teams through Risk documentation for remediation and acceptance following Enterprise best practices while maintaining an overall compliance estate as per the defined guidelines.
- Support the strategic direction to increase efficiency is assessing and reporting on risks with control testing/monitoring automation.
- Help develop and build a centralized control assurance monitoring dashboard for all controls (i.e. KRI reporting).
- Help develop the book of record for all control response packages to be leveraged for all audits, risk assessments and regulatory interactions.
- Act as liaison between various stakeholders and Audit/Regulators to meet the requirements during different engagements.
Preferred Qualifications
- CRISC, CISA, CISM, CAMS, CISSP, CPA, CA etc.