Staff Auditor – AML Audit Services

Staff Auditor – AML Audit Services

Requirements

• Bachelor’s degree in Business or relevant field such as Finance, Accounting, Business, or Information Technology.
• Four additional years of related experience beyond minimum required may be substituted in lieu of a degree.
• If Bachelor’s degree, 2 years of audit, financial, insurance, banking, information technology or related business experience.
• Experience applying audit, risk or compliance acumen in a business/professional environment.
• If advanced degree, up to 2 years of experience applying audit, risk, or compliance acumen in a business/professional environment.
• Experience effectively communicating Controls with business partners.

Responsibilities

• Executes audit program assignments timely and professionally with guidance and support from the Auditor-in-Charge (AIC) in support of the annual audit plan and audit priorities.
• Independently and accurately tests basic business, application, and/or IT general controls (ITGC).
• Identifies control deficiencies in testing, discusses with Auditor-in-Charge (AIC) and/or Audit management and begins to understand how to initiate control improvement recommendations for assigned work.
• Reviews, analyzes, and interprets data collected from multiple sources to ensure valid conclusions are drawn during testing.
• Attends and participates in team audit activities like planning and scoping, business understanding/walkthroughs, review of risk assessment and testing for assigned areas of responsibility and demonstrates critical thinking ability.
• Executes on audit documentation techniques including key risks and controls alignment to audit test objectives and conclusions; is accountable for completing own work paper documentation within quality standards.
• Communicates effectively and shares findings and audit reports with AIC, team members, and may present to business leaders.
• Provide updates to the engagement level risk & control matrix and other audit documentation as deemed appropriate by AIC or team leadership.

Preferred Qualifications

• AML experience within any line of defense. This includes but is not limited to experience related to Sanctions, Transaction Monitoring, Suspicious Activity Reporting, and Know Your Customer (KYC).
• Ability to complete CAMS certification upon 1 year of hire.