SVP – Investment Counselor - Citi Private Bank

SVP – Investment Counselor – Citi Private Bank

15+ years of experience
Extensive experience in providing investment advice and solutions.
Role requires registration for securities both in the U.S. and in Canada
CFA Charterholder: CFA designation required for registration in Canada
U.S. FINRA licensing: S7, S66 (or 63 & 65) & S3 required; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7)
Advanced judgment and conducts in-depth analysis to solve problems and develop new, innovative solutions. Required to think beyond existing solutions, assumptions or current knowledge of sophisticated areas.

Leverage existing client relationships, local network and investment experience to introduce new ultra-high net worth clients to Citi Private Bank.
Build and manage a successful practice centered on deepening relationships by providing potential and existing clients with appropriate investment advice and solutions.
Combine in depth knowledge of traditional and alternative investments with wealth planning and private banking services to optimize client service and cross-marketing opportunities.
Work across currencies, asset classes, markets and jurisdictions
Engage and advise clients on brokerage activity and execute trades seamlessly.
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm’s reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.