VP – Compliance Solutions

VP – Compliance Solutions

Requirements

• Bachelor’s degree in related field required, J.D. strongly preferred.
• At least 10 years of experience in regulatory compliance within a bank, law firm, at a regulatory agency, as a consultant to a bank, or related work.
• In-depth knowledge of consumer protection law and regulation.
• Knowledge of BSA/AML/sanctions law and regulations.
• Experience reading and complying with consumer protection regulations.
• Experience researching and responding to questions about regulations and bank compliance obligations.
• Strong communication skills, including the ability to communicate complex information to broad, non-technical audiences.
• Excellent writing skills are required.
• Strong organizational skills.
• Strong research skills.
• Demonstrated ability to successfully work as part of a team and/or independently.
• Ability to travel (<20%).

Responsibilities

• Create and maintain the subject matter content of ABA’s suite of (approximately 100+) online compliance training courses for frontline bank employees (Frontline courses).
• Work with ABA subject matter experts to develop new Frontline course content on topical regulatory matters, including new rules for non-compliance and non-legal bank staff.
• Manage annual reviews of existing Frontline courses and work with ABA subject matter experts, update and edit as necessary.
• Maintain awareness of regulatory policy developments to inform the creation of new courses and required updates to existing courses.
• Partner with the Office of Member Engagement to develop and execute timely review and release of Frontline course content.
• Supervise and guide the Compliance Analysts.
• Provide guidance on member compliance inquiries.
• Review and edit the monthly compliance Q&A columns published in the ABA Banking Journal and ABA Risk and Compliance Magazine.
• Work with Compliance Analysts and ABA subject matter experts to draft FAQs and other compliance aids on consumer regulations.
• Work with internal subject matter experts to maintain updated content related to Consumer Protection, Mortgage, Housing Finance Policy, and BSA/AML on ABA.com.

Preferred Qualifications

• Certified Regulatory Compliance Manager (CRCM) preferred.
• Experience training bank employees or creating training materials preferred.
• People management experience preferred.
• Experience managing cross-functional teams and success managing people and deadlines outside of the direct reporting line.